Step 1: Initialization
We start with understanding the company’s existing business profile and
analyze its growth prospects based on the existing industry scenario,
past trends and future expectations. If desired we help it in forming
business strategy. Also, we help the client to decide on the most
effective capitalization strategy among the various available equity
raising options. We prepare an information memorandum containing the
investment rationale for presentation to the potential investors.
Step 2: Identification and Short listing of potential investors
We identify potential investors for our clients who could add to their
existing and future values. We hold initial discussions with the
investors and arrange for the client and investors meets to enable them
to understand each others business principles and strategies. Then we
help clients to shortlist the appropriate investors for their business.
Step 3: Due Diligence
We conduct the due diligence exercise in the company from investor’s
perspective and carry out preparatory work (procedural, legal and
statutory) before equity placement exercise.
Step 4: Documentation and Closure
We negotiate and finalize definitive terms of the agreements with the
potential investors, complete the required documentation and finally
mobilize the equity.
» Preferential Allotment
Step 1: Initialization
We start with understanding the company’s existing business profile and
analyze its growth prospects based on the existing industry scenario,
past trends and future expectations. If desired we help it in forming
business strategy. Also, we help the client to decide on the most
effective capitalization strategy among the various available equity
raising options. We prepare an information memorandum containing the
investment rationale for presentation to the potential investors.
Step 2: Identification and Short listing of potential investors
We identify potential investors for our clients who could add to their
existing and future values. We hold initial discussions with the
investors and arrange for the client and investors meets to enable them
to understand each others business principles and strategie s. Then we
help clients to shortlist the appropriate investors for their business.
Step 3: Due Diligence
We conduct the due diligence exercise in the company from investor’s
perspective and carry out preparatory work (procedural, legal and
statutory) before equity placement exercise.
Step 4: Compliance of SEBI (Disclosure and Investor Protection) Guidelines on preferential allotment
Besides other statutory and legal requirements, in the case of listed
companies preferential allotment requires compliance of SEBI (Disclosure
and Investor Protection) Guidelines on preferential allotment. Thus, we
ensure compliance of the Disclosure and Investor Protection Guidelines
of SEBI for the purpose of preferential allotment of equity.
Step 5: Documentation and Closure
We negotiate and finalize definitive terms of the agreements with the
potential investors, complete the required documentation and finally
mobilize the equity.